
EUROPEAN COURT OF HUMAN RIGHTS
CASE
OF STEEL AND OTHERS v.
THE UNITED KINGDOM
(67/1997/851/1058)
JUDGMENT
STRASBOURG
23
September 1998
The present judgment is subject to
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SUMMARY1
Judgment
delivered by a Chamber
United
Kingdom – arrest and detention of
protesters for breach of the peace – detention following refusal to be bound
over (Magistrates’ Courts Act 1980, section 115)
I. scope of case
Complaints under Articles 5 § 3, 6 § 2, 6
§ 3 (b) and (c) and 13 of the Convention not pursued – complaint under Article
11 does not raise any separate issue.
Conclusion:
not necessary to consider complaints (unanimously).
ii. article 5 § 1 of the convention
A. Arrests and initial detention of each
applicant
Breach of the peace constitutes “offence”
under Article 5 § 1 (c).
Expressions “lawful” and “in accordance
with a procedure prescribed by law” stipulate full compliance with national
law, consistency with purpose of Article 5 and that national law be formulated
with sufficient precision to allow citizen reasonably to foresee consequences
of actions – concept of breach of the peace and relevant legal rules formulated
with sufficient precision to satisfy this requirement.
National courts which dealt with cases of
first and second applicants satisfied that each had caused or been likely to
cause breach of the peace – Court sees no reason to disagree – arrests and
initial detention of first and second applicants complied with English law.
Protest of third, fourth and fifth
applicants entirely peaceful – Court not satisfied that police justified in fearing
breach of the peace – in the absence of national decision, Court finds arrests
and detention of third, fourth and fifth applicants failed to comply with
English law.
Conclusion: no violation in respect of arrest and initial detention of first applicant
(seven votes to two); no violation in respect of arrest and initial detention
of second applicant (unanimously); violation in respect of third, fourth and
fifth applicants (unanimously).
B. Detention of first and second applicants
following refusal to be bound over
Detention for refusing to comply with
order to be bound over within scope of Article 5 § 1 (b) – national law
formulated with sufficient precision – given context, binding-over orders
sufficiently clear.
Conclusion:
no violation (eight votes to one).
iii. article 5 § 5 of the convention
Not applicable in cases of first and
second applicants since no breach of Article 5 § 1.
Third, fourth and fifth applicants could
have brought civil action against police.
Conclusion:
no violation (unanimously).
iv. article 6 § 3 (a) of the convention
Sufficient details given to first and
second applicants in charge-sheets.
Conclusion:
no violation (unanimously).
v. article
10 of the convention
A. Interference
Protests, including those of the first and
second applicants who physically impeded the activities of which they
disapproved, constituted expressions of opinion within meaning of Article 10 –
impugned measures therefore amounted to interferences with Article 10 rights.
B. “Prescribed by law”
This requirement similar to that under
Article 5 § 1 that measures be “lawful” – in view of Court’s findings under
Article 5 § 1, measures taken against first and second applicants were
prescribed by law, whereas those taken against third, fourth and fifth
applicants were not.
C. Legitimate aim
Each applicant’s arrest and initial
detention pursued aims of preventing disorder and protecting rights of others.
Detention of
first and second applicants for refusing to be bound over pursued, in addition,
aim of maintaining authority of judiciary.
D. “Necessary in a democratic society”
Given dangers and risk of disorder
inherent in first and second applicants’ protest activities, actions of police
in arresting and detaining them before bringing them to court not
disproportionate – neither was their imprisonment following refusal to be bound
over, given importance of deterrence and maintaining authority of judiciary.
Measures taken against third, fourth and
fifth applicants disproportionate, since their protest entirely peaceful.
Conclusion:
no violation in respect of first applicant (five votes to four); no violation
in respect of second applicant (unanimously); violation in respect of third,
fourth and fifth applicants (unanimously).
vi. article 50 of the convention
A. Non-pecuniary damage: third, fourth and fifth applicants awarded compensation.
B. Costs and expenses: awarded to third, fourth and fifth applicants on equitable basis.
Conclusion:
respondent State to pay specified sums to third, fourth and fifth applicants
(unanimously).
COURT’S CASE-LAW
REFERRED TO
26.4.1979, Sunday
Times v. the United Kingdom
(no. 1); 24.3.1988, Olsson v. Sweden
(no. 1); 19.12.1989, Brozicek v.
Italy; 29.10.1992, Open Door and Dublin Well Woman v.
Ireland; 25.8.1993, Chorherr v. Austria;
22.11.1995, S.W. v. the United Kingdom;
10.6.1996, Benham v. the United Kingdom;
23.4.1997, Stallinger and Kuso v.
Austria; 25.6.1997, Halford v. the United Kingdom;
24.2.1998, Larissis and Others v. Greece;
9.6.1998, Incal v. Turkey
In the case of Steel and
Others v. the United
Kingdom1,
The European Court of Human Rights, sitting, in accordance
with Article 43 of the Convention for the Protection of Human Rights and
Fundamental Freedoms (“the Convention”) and the relevant provisions of Rules of
Court A2, as a Chamber composed of the following judges:
Mr R. Bernhardt, President,
Mr Thór Vilhjálmsson,
Mr F. Gölcüklü,
Mr N. Valticos,
Mrs E. Palm,
Sir John Freeland,
Mr J. Makarczyk,
Mr K. Jungwiert,
Mr T. Pantiru,
and also of Mr H. Petzold, Registrar, and Mr P.J. Mahoney, Deputy
Registrar,
Having deliberated in private on 22 May and 25 August 1998,
Delivers the following judgment, which was adopted on the
last-mentioned date:
PROCEDURE
1. The case was referred to the Court by the
European Commission of Human Rights (“the Commission”) on 9 July 1997, within
the three-month period laid down by Article 32 § 1 and Article 47 of the
Convention. It originated in an application (no. 24838/94) against the United Kingdom
of Great Britain and Northern Ireland lodged with the Commission under
Article 25 by five British nationals, Ms Helen Steel,
Ms Rebecca Lush, Ms Andrea Needham, Mr David Polden and Mr Christopher
Cole, on 31 May 1994.
The Commission’s request referred to Articles 44 and 48 and
to the declaration whereby the United Kingdom recognised the compulsory jurisdiction of
the Court (Article 46). The object of the request was to obtain
a decision as to whether the facts of the case disclosed a breach by the respondent
State of its obligations under Articles 5, 6, 10, 11 and 13 of the Convention.
2. In response to the enquiry made in accordance
with Rule 33 § 3 (d) of Rules of Court A, the applicants stated that they
wished to take part in the proceedings and designated the lawyer who would
represent them (Rule 30).
3. The Chamber to be constituted included ex
officio Sir John Freeland, the elected judge of British nationality
(Article 43 of the Convention), and Mr R. Bernhardt, the Vice-President of the
Court (Rule 21 § 4 (b)). On 27 August 1997, in the presence of the
Registrar, the President of the Court, Mr R. Ryssdal, drew by lot the names of
the other seven members, namely Mr Thór Vilhjálmsson, Mr F. Gölcüklü, Mr N.
Valticos, Mrs E. Palm, Mr J. Makarczyk, Mr K. Jungwiert and Mr T.
Pantiru (Article 43 in fine of the Convention and Rule 21 § 5).
4. As President of the Chamber (Rule 21 § 6), Mr
Bernhardt, acting through the Registrar, consulted the Agent of the United Kingdom
Government (“the Government”), the applicants’ lawyer and the Delegate of the
Commission on the organisation of the proceedings (Rules 37 § 1 and 38). Pursuant
to the order made in consequence, the Registrar received the Government’s and
the applicants’ memorials on 11 March 1998.
5. In accordance with the
President’s decision, the hearing took place in public in the Human Rights
Building, Strasbourg, on 18 May 1998. The Court had held a preparatory meeting
beforehand.
There appeared before the Court:
(a) for the Government
Mr M. Eaton, Foreign and Commonwealth Office, Agent,
Mr R. Singh, Barrister-at-Law, Counsel,
Mr S. Bramley, Home Office,
Ms C. Stewart, Home Office, Advisers;
(b) for the Commission
Mrs J. Liddy, Delegate;
(c) for the applicants
Mr E. Fitzgerald QC, Barrister-at-Law,
Mr K. Starmer, Barrister-at-Law,
Mr M. Fords, Barrister-at-Law, Counsel,
Mr P. Leach, Legal Officer, Liberty, Solicitor.
The Court heard addresses by Mrs Liddy, Mr Fitzgerald and Mr Singh.
AS TO THE FACTS
I. the circumstances of the case
A. First applicant
6. The first applicant, Ms Helen Steel, was born in 1965 and lives in London.
7. On 22 August 1992, together with approximately
sixty others, she took part in a protest against a grouse shoot on Wheeldale
Moor, Yorkshire. During the morning, the protesters attempted to obstruct and
distract those taking part in the shoot. At midday the shooting party broke for
lunch and did not recommence until approximately 1.45 p.m., when the police
arrived and an officer began warning the protesters, through a public address
system, to stop their behaviour. The protesters ignored this request and the
police made a total of thirteen arrests.
8. Ms Steel
was arrested by a police officer at approximately 2 p.m. for “breach of the
peace” (see paragraphs 25–29 below). According to the police she was
intentionally impeding the progress of a member of the shoot by walking in
front of him as he lifted his shotgun to take aim, thus preventing him from firing.
9. She was taken to a police vehicle where she
was detained until about 3.15 p.m., when she was transferred to a prison van. At
approximately 7.15 p.m. she was taken to Whitby police station. Upon
review, her continued detention there was authorised at 11 p.m. “to prevent any
further breach of the peace” and subsequently, at 6.25 a.m. on 23 August, “in
order to place her before the court later [that] morning”. In total she was
detained for approximately forty-four hours.
10. At 12.56 a.m. on 23 August 1992 she was
cautioned and charged. The charge-sheet stated:
“That you did on Saturday 22 August 1992 at
Wheeldale Beck in the Parish of Sefton behaved [sic] in a manner whereby
a breach of the peace was occasioned. The complaint of PC 676 Dougall of North
Yorkshire Police who applies for an order requiring that you enter into a
recognizance with or without sureties to keep the peace. Pursuant to section
115 of the Magistrates’ Courts Act 1980 [“the 1980 Act” – see paragraphs 32–33
below].”
At 9.40 a.m. on 24 August 1992, she was further charged with using
“threatening, abusive or insulting words or behaviour within the hearing or
sight of a person likely to be caused harassment, alarm or distress”, contrary
to section 5 of the Public Order Act 1986 (“the 1986 Act” – see
paragraph 30 below).
11. She attended court on the morning of 24
August 1992 and was released on conditional bail, the condition being that she
was not to attend any game shoot in North Yorkshire during the period of remand.
12. Ms Steel’s trial took place before the Whitby
Magistrates’ Court between 15 and 20 February 1993. She was acquitted on the
section 5 charge relating to the morning of 22 August 1992, and convicted on
the section 5 charge relating to the afternoon of the same day. The magistrates
found the complaint regarding the alleged breach of the peace proved but did
not specify what behaviour of the applicant justified this conclusion or
whether the complaint related to the morning or the afternoon.
13. Ms Steel
appealed. Her appeal was heard by way of rehearing on 1 December 1993 by
the Teesside Crown Court, which upheld the magistrates’ findings, imposed a
fine of 70 pounds sterling (GBP) for the section 5 offence, and, in respect of
the breach of the peace, ordered the applicant to agree to be bound over for
twelve months in the sum of GBP 100 (see paragraph 31 below).
Ms Steel refused to be
bound over, and was committed to prison for twenty-eight days.
B. Second applicant
14. The second applicant, Ms Rebecca Lush, was
born in 1973 and lives in Warsash, Hampshire.
15. On 15 September 1993, she took part in
a protest against the building of an extension to the M11 motorway in Wanstead,
London. During the course of that day a group of twenty to twenty-five
protesters repeatedly broke into a construction site, where they climbed into
trees which were to be felled and onto some of the stationary machinery. On
each occasion they were removed by security guards. The protesters did not
offer any resistance and there were no incidents of violence or damage to
machinery.
16. Ms Lush was arrested at approximately 4.15
p.m. while standing under the “bucket” of a “JCB” digger, for conduct “likely
to provoke a disturbance of the peace”. She was taken to Ilford police station
where she was charged at 5.30 p.m. The charge-sheet states:
“Arrested as a person whose conduct on 15 September 1993 at Cambridge Park,
Wanstead, was likely to provoke a disturbance of the peace to be brought before
a Justice of the Peace or Magistrate to be dealt with according to law.”
She was kept in custody until 9.40 a.m. the following day
(approximately seventeen hours’ detention), on the grounds that if released she
would cause a further breach of the peace.
17. She appeared before Redbridge Magistrates’
Court on the morning of 16 September 1993 to answer an allegation that she had
engaged in conduct likely to provoke a disturbance of the peace. The
proceedings were adjourned and she was released.
18. The proceedings resumed on 14 December 1993,
when the allegation of conduct likely to cause a breach of the peace, brought
under section 115 of the 1980 Act, was found to have been made out. Ms Lush was
ordered to agree to be bound over for twelve months to keep the peace and be of
good behaviour in the sum of GBP 100. She refused to be bound over and was
committed to prison for seven days.
19. On 23 December 1993 Ms Lush requested the
magistrates to state a case to the High Court (see paragraph 36 below). The magistrates
replied on 24 December that under section 114 of the 1980 Act they would
require a recognizance of GBP 500 that the applicant would prosecute the appeal
without delay, submit to judgment and pay any costs ordered by the High Court. After
correspondence between Ms Lush’s representatives and the clerk of the court
concerning the applicant’s means, the magistrates agreed to reduce the
recognizance to GBP 400. However, Ms Lush was unable to continue with the
appeal since her application for legal aid was refused.
C. Third, fourth and fifth applicants
20. Ms Andrea Needham, born in 1965, Mr David
Polden, born in 1940, and Mr Christopher Cole, born in 1963, all live in
London.
21. On 20 January 1994, at approximately 8 a.m.,
they attended the Queen Elizabeth Conference Centre in Westminster, London,
where the “Fighter Helicopter II” Conference was being held, in order to
protest with three others against the sale of fighter helicopters. The protest
took the form of handing out leaflets and holding up banners saying: “Work for
Peace and not War.”
22. At approximately 8.25 a.m. the three applicants were arrested by
police officers. Ms Needham was holding a banner and Mr Polden and Mr Cole
were distributing leaflets. All three applicants were taken to Charing Cross
police station where the custody record for each states the “circumstances”
(the word “charges” having been deleted) as:
“Breach of the peace, common law.
On 20 January 1994 at Queen Elizabeth Conference
Centre, Victoria Street, London SW1, constituted or was likely to provoke
a disturbance of the peace to be brought before a Justice of the Peace to be
dealt with according to law.
Contrary to common law.”
23. At approximately 10.40 a.m. the applicants
were taken to Bow Street Magistrates’ Court where they were detained in a cell.
They were brought before the magistrates at 3.45 p.m., having been detained for
approximately seven hours. The magistrates adjourned the matters due to lack of
time and the applicants were released.
24. On 25 February 1994, when the proceedings
were resumed, the prosecution decided not to call any evidence and the
magistrates dismissed the case against the applicants.
ii. relevant domestic law and practice
A. Breach of the peace
1. Definition
25. Breach of the peace – which does not
constitute a criminal offence (R. v.
County Quarter Sessions Appeals Committee, ex parte Metropolitan Police
Commissioner [1948] 1 King’s Bench Reports 260) – is a common-law concept
dating back to the tenth century. However, as Lord Justice Watkins, giving
judgment in the Court of Appeal in the case of R. v. Howell ([1982] 1 Queen’s Bench Reports 416), remarked in
January 1981:
“A comprehensive definition of the term ‘breach
of the peace’ has very rarely been formulated…” (p. 426)
He continued:
“We are emboldened to say that there is likely
to be a breach of the peace whenever harm is actually done or is likely to be
done to a person or in his presence to his property or a person is in fear of
being so harmed through an assault, an affray, a riot, unlawful assembly or
other disturbance.” (p. 427)
26. In October 1981, in a differently constituted Court of Appeal
giving judgment in R. v. Chief
Constable of Devon and Cornwall, ex parte Central Electricity Generating Board ([1982]
Queen’s Bench Reports 458), which concerned a protest against the
construction of a nuclear power station, Lord Denning, Master of the
Rolls, defined “breach of the peace” more broadly, as follows:
“There is a breach of the peace whenever a
person who is lawfully carrying out his work is unlawfully and physically
prevented by another from doing it. He is entitled by law peacefully to go on
with his work on his lawful occasions. If anyone unlawfully and physically
obstructs the worker – by lying down or chaining himself to a rig or the like –
he is guilty of a breach of the peace.” (p. 471)
27. In a subsequent case before the Divisional
Court (Percy v. Director of Public
Prosecutions [1995] 1 Weekly Law Reports 1382), Mr Justice Collins followed
Howell, rather than ex parte Central Electricity Generating Board,
in holding that there must be a risk of violence before there could be a breach
of the peace. However, it was not essential that the violence be perpetrated by
the defendant, as long as it was established that the natural consequence of
his behaviour would be to provoke violence in others:
“The conduct in question does not itself have to
be disorderly or a breach of the criminal law. It is sufficient if its natural
consequence would, if persisted in, be to provoke others to violence, and so
some actual danger to the peace is established.” (p. 1392)
28. In another case before the Divisional Court, Nicol
and Selvanayagam v. Director of Public
Prosecutions ([1996] Justice of the Peace Reports 155), Lord Justice Simon
Brown stated:
“… the court would surely not find a [breach of
the peace] proved if any violence likely to have been provoked on the part of
others would be not merely unlawful but wholly unreasonable – as of course, it
would be if the defendant’s conduct was not merely lawful but such as in no
material way interfered with the other’s rights. A fortiori, if
the defendant was properly exercising his own basic rights, whether of
assembly, demonstration or free speech.” (p. 163)
2. Arrest for breach of the peace
29. A person may be arrested without warrant by
exercise of the common-law power of arrest, for causing a breach of the peace
or where it is reasonably apprehended that he is likely to cause a breach of
the peace (Albert v. Lavin [1982]
Appeal Cases 546 at 565). This power was preserved by the Police and Criminal
Evidence Act 1984 (sections 17(6) and 25(6)).
B. Section 5 of the Public Order Act 1986
30. Section 5 of the Public Order Act 1986 (“the
1986 Act”) creates the offence of threatening, abusive, insulting or disorderly
conduct likely to harass, alarm or distress others. It is triable before
magistrates and punishable by fine. It is a defence to a charge under section 5
for the accused to show that the behaviour in question was reasonable in the
circumstances.
C. Binding over
31. Magistrates have powers to “bind over” under
the Magistrates’ Courts Act 1980 (“the 1980 Act”), under common law and under
the Justices of the Peace Act 1361 (“the 1361 Act”).
A binding over order requires the person bound over to enter
into a “recognizance”, or undertaking secured by a sum of money fixed by the
court, to keep the peace or be of good behaviour for a specified period of
time. If he or she refuses to consent to the order, the court may commit him or
her to prison, for up to six months in the case of an order made under the 1980
Act or for an unlimited period in respect of orders made under the 1361 Act or
common law. If an order is made but breached within the specified time period,
the person bound over forfeits the sum of the recognizance. A binding-over
order is not a criminal conviction (R. v.
London Quarter Sessions, ex parte Metropolitan Police Commissioner [1940] 1
King’s Bench Reports 670).
1. Binding over under the Magistrates’ Courts Act 1980
32. Section 115 of the 1980 Act provides:
“(1) The power of a magistrates’
court on the complaint of any person to adjudge any other person to enter into
a recognizance, with or without sureties, to keep the peace or to be of good
behaviour towards the complainant shall be exercised by order on complaint.
(…)
(3) If any person ordered by a
magistrates’ court under subsection (1) above to enter into a recognizance,
with or without sureties, to keep the peace or to be of good behaviour fails to
comply with the order, the court may commit him to custody for a period not
exceeding 6 months or until he sooner complies with the order.”
33. The procedure under section 115 of the 1980
Act is begun by laying a formal complaint, usually by a police officer. Before
the magistrates can make an order they must be satisfied, on the basis of
admissible evidence, that (1) the defendant’s conduct caused a breach of the
peace or was likely to cause one (R. v.
Morpeth Ward Justices, ex parte Ward [1992]
95 Criminal Appeal Reports 215); and (2) unless the order is made, there
is a real risk that the defendant will cause a further breach of the peace in
the future.
34. Although a binding-over order is not a
criminal conviction, these proceedings have been described as analogous to
criminal proceedings. In the past it was unclear whether the court should apply
the criminal or the civil standard of proof when deciding whether facts exist
which warrant a binding-over order at the conclusion of the proceedings. However,
in Nicol and Selvanayagam v. DPP
(cited above), Lord Justice Simon Brown stated:
“It is common ground that, although no criminal
conviction results from finding such a complaint proved, the criminal standard
of proof applies to the procedure.”
2. Binding over at common law and under the Justices of the Peace
Act 1361
35. In addition to the above statutory procedure,
magistrates have powers to bind over at common law and under the 1361 Act. These
powers allow magistrates, at any stage in proceedings before them, to bind over
any participant in the proceedings (for example, a witness, acquitted defendant
or a defendant who has not yet been acquitted or convicted), if they consider
that the conduct of the person concerned is such that there might be a breach
of the peace or that his or her behaviour has been contra bonos mores
(“conduct which has the property of being wrong rather than right in the
judgment of the vast majority of contemporary fellow citizens” (per Lord
Justice Glidewell in Hughes v. Holley
[1988] 86 Criminal Appeal Reports 130).
3. Appeals
36. An order of the magistrates
to require a person to enter into a recognizance to keep the peace or to be of
good behaviour can be appealed either to the High Court or the Crown Court. An
appeal to the High Court is limited to questions of law, and proceeds by way of
“case stated”. Before stating a case, the magistrates may, under section 114 of
the 1980 Act, require the appellant to enter into a recognizance to pursue the
appeal and to pay costs. An appeal to the Crown Court, under the Magistrates’
Courts (Appeals from Binding Over Orders) Act 1956, section 1, proceeds as a
rehearing of all issues of fact and law.
4. The Law Commission’s report on binding over
37. In response to a request by the Lord
Chancellor to examine binding-over powers, the Law Commission (the statutory
law-reform body for England and Wales) published in February 1994 its report entitled
“Binding Over”, in which it found that:
“We are satisfied that there are substantial
objections of principle to the retention of binding over to keep the peace or
to be of good behaviour. These objections are, in summary, that the conduct
which can be the ground for a binding-over order is too vaguely defined; that
binding-over orders when made are in terms which are too vague and are
therefore potentially oppressive; that the power to imprison someone if he or
she refuses to consent to be bound over is anomalous; that orders which
restrain a subject’s freedom can be made without the discharge of the criminal,
or indeed any clearly defined, burden of proof; and that witnesses,
complainants or even acquitted defendants can be bound over without adequate
prior information of any charge or complaint against them.” (Law Commission
Report no. 222, § 6.27)
The Law Commission therefore recommended abolition of the
power to bind over.
D. Immunity of magistrates from civil proceedings
38. Under section 108 of the Courts and Legal
Services Act 1990, a civil action, for example for false imprisonment, may lie
against a magistrate in respect of any act or omission in the purported
execution of his or her duty only if it can be proved that he or she acted both
in bad faith and in excess of jurisdiction.
PROCEEDINGS BEFORE THE COMMISSION
39. In their application to the Commission (no.
24838/94) of 31 May 1994, the applicants complained, under Article 5 of the
Convention, that the concept of breach of the peace and the power to bind over
were not sufficiently clearly defined for their detention to be “prescribed by
law”; that their detention did not fall into any of the categories set out in
Article 5 § 1 of the Convention; and that, because of the immunity of
magistrates from civil proceedings, they had been denied a right to
compensation in breach of Article 5 § 5. They alleged that there had been
violations of Article 6 § 3 (a) in that inadequate details of the accusations
had been provided to the first and second applicants, and of Article 6 § 2 in
that
breach of the peace did not have to be proved beyond reasonable doubt. They
also complained of violations of Articles 10 and 11, arising from the
uncertainty inherent in the concept of breach of the peace and the power to
bind over and the disproportionality of the restrictions on their freedom to
protest. Finally, the first and second applicants alleged a violation of
Article 13 in connection with their refusal to be bound over.
40. The Commission (First Chamber) declared the
application admissible on 26 June 1996. In its report of 9 April 1997 (Article
31), it expressed the unanimous opinion that there had been no violation of
Article 5 §§ 1, 3 or 5; that there had been no violation of Article 6 §§
1, 2 or 3; that there had been no violation of Article 10 as regarded the first
and second applicants, but that there had been a violation of Article 10 as
regarded the third, fourth and fifth applicants; that it was not necessary to
examine separately the complaint under Article 11; and that there had been no
violation of Article 13.
The full text of the Commission’s opinion is reproduced as
an annex to this judgment1.
FINAL SUBMISSIONS TO THE COURT
41. In their memorial and at the hearing, the
Government asked the Court to find that there had been no violation of the
Convention in this case.
The applicants asked the Court to find violations of
Articles 5 §§ 1 and 5, 6 § 3 (a), 10, 11 and 13 of the Convention, and to award
them just satisfaction under Article 50.
AS TO THE LAW
i. scope of the case before the court
42. Before the Commission the applicants raised a
number of complaints under Articles 5 § 3, 6 § 2 and 6 § 3 (b) and (c) of the
Convention (see paragraph 39 above).
43. These complaints were not pursued before the Court, which sees
no reason to consider them of its own motion (see, for example, the Stallinger
and Kuso v. Austria judgment of 23 April
1997, Reports of Judgments and Decisions 1997-II, p. 680, § 52).
ii. alleged violation of article 5 § 1 of the convention
44. The applicants alleged that all their arrests
and initial periods in police detention, and the later detention of the first
and second applicants following their refusal to be bound over, violated
Article 5 § 1 of the Convention, which states (as relevant):
“Everyone has the right to liberty and security
of person. No one shall be deprived of his liberty save in the following cases
and in accordance with a procedure prescribed by law:
(a) the lawful detention of a person
after conviction by a competent court;
(b) the lawful arrest or detention of
a person for non-compliance with the lawful order of a court or in order to
secure the fulfilment of any obligation prescribed by law;
(c) the lawful arrest or detention of
a person effected for the purpose of bringing him before the competent legal
authority on reasonable suspicion of having committed an offence or when it is
reasonably considered necessary to prevent his committing an offence or fleeing
after having done so;
…”
45. The Court must consider whether the
deprivations of liberty suffered by the applicants fell within one of the
exceptions permitted under Article 5 § 1 and were “lawful”, including whether
they complied with “a procedure prescribed by law”. In this connection, it will
examine, first, the arrests and pre-trial detention of each applicant and,
secondly, the detention of the first and second applicants following their
refusal to be bound over.
A. Arrests and initial detention of each applicant
1. Ground of detention under Article 5 § 1
46. It was not disputed before the Court that
breach of the peace amounted to a “criminal offence” for the purposes of the
Convention, and that the applicants’ arrests and detention before being brought
to the magistrates’ courts fell within the scope of sub-paragraph (c) of
Article 5 § 1.
Further or in the alternative, the Government submitted that these initial
periods of detention had been permissible under Article 5 § 1 (b), since the
obligation to keep the peace was specific and prescribed by law.
47. The Court recalls that each applicant was
arrested for acting in a manner which allegedly caused or was likely to cause a
breach of the peace and detained until he or she could be brought before a
magistrates’ court.
48. Breach of the peace is not classed as a
criminal offence under English law (see paragraph 25 above). However, the Court
observes that the duty to keep the peace is in the nature of a public duty; the
police have powers to arrest any person who has breached the peace or who they
reasonably fear will breach the peace; and the magistrates may commit to prison
any person who refuses to be bound over not to breach the peace where there is
evidence beyond reasonable doubt that his or her conduct caused or was likely
to cause a breach of the peace and that he or she would otherwise cause a
breach of the peace in the future (see paragraphs 33–34 above).
49. Bearing in mind the nature of the proceedings
in question and the penalty at stake, the Court considers that breach of the
peace must be regarded as an “offence” within the meaning of Article 5 § 1 (c)
(see, mutatis mutandis, the Benham v.
the United Kingdom
judgment of 10 June 1996, Reports 1996-III, p. 756, § 56).
50. The Court therefore finds that each applicant
was arrested and detained with the purpose of bringing him or her before the
competent legal authority on suspicion of having committed an “offence” or
because it was considered necessary to prevent the commission of an “offence”.
It will consider whether this suspicion was “reasonable”
below, in connection with the issue of lawfulness (see paragraphs 58–64).
2. Lawfulness of the arrests and initial detention
51. The Government submitted that the applicants’
arrests and initial detention complied with a well-established common-law power
of arrest in respect of actual or reasonably apprehended breaches of the peace
which had been preserved by the Police and Criminal Evidence Act 1984 (see
paragraph 29 above). The conditions in which this power of arrest might be
exercised had been clarified by the national courts in the cases of Howell,
Percy and Nicol (see paragraphs 25–28 above) with the result that
the law was sufficiently certain and precise.
At the hearing before the Court, in respect of the detention
of the third, fourth and fifth applicants, the Government pointed out that if
the police officers’ belief that these applicants’ actions had been likely to
cause a breach of the peace had lacked objective justification, it would have
been open to the applicants to challenge the legality of their arrests in the
domestic courts. Since they had failed to take such proceedings, it had to be
presumed that their arrests had been objectively justified.
52. The applicants contended that their arrests and initial periods
of detention had not been “lawful”, since the concept of breach of the peace
and the attendant powers of arrest were insufficiently certain under English
law.
First, they submitted that if, as appeared from the national
case-law (see paragraph 27 above), an individual committed a breach of the
peace when he or she behaved in a manner the natural consequence of which was
that others would react violently, it was difficult to judge the extent to
which one could engage in protest activity, in the presence of those who might
be annoyed, without causing a breach of the peace. Secondly, the power to
arrest whenever there were reasonable grounds for apprehending that a breach of
the peace was about to take place granted too wide a discretion to the police. Thirdly,
there had been conflicting decisions at Court of Appeal level as to the definition
of breach of the peace (see paragraphs 25–26 above).
53. The Commission found that there had been no
violation of Article 5 § 1 since the arrests and initial detention had not been
arbitrary and there had been no suggestion of any lack of conformity with
domestic law.
54. The Court recalls that the expressions
“lawful” and “in accordance with a procedure prescribed by law” in Article 5 §
1 stipulate not only full compliance with the procedural and substantive rules
of national law, but also that any deprivation of liberty be consistent with
the purpose of Article 5 and not arbitrary (see the above-mentioned Benham
judgment, pp. 752–53, § 40). In addition, given the importance of personal
liberty, it is essential that the applicable national law meet the standard of
“lawfulness” set by the Convention, which requires that all law, whether
written or unwritten, be sufficiently precise to allow the citizen – if need
be, with appropriate advice – to foresee, to a degree that is reasonable in the
circumstances, the consequences which a given action may entail (see the S.W. v. the United
Kingdom judgment of 22 November 1995,
Series A no. 335-B, pp. 41–42, §§ 35–36, and, mutatis mutandis, the
Sunday Times v. the United Kingdom
(no. 1) judgment of 26 April 1979, Series A no. 30, p. 31, § 49, and the
Halford v. the United Kingdom judgment
of 25 June 1997, Reports 1997-III, p. 1017, § 49).
55. In this connection, the Court observes that
the concept of breach of the peace has been clarified by the English courts
over the last two decades, to the extent that it is now sufficiently
established that a breach of the peace is committed only when an individual
causes harm, or appears likely to cause harm, to persons or property or acts in
a manner the natural consequence of which would be to provoke others to
violence (see paragraphs 25–28 above). It is also clear that a person may be
arrested for causing a breach of the peace or where it is reasonably
apprehended that he or she is likely to cause a breach of the peace (see
paragraph 29 above).
Accordingly, the Court considers that the relevant legal rules provided
sufficient guidance and were formulated with the degree of precision required
by the Convention (see, for example, the Larissis and Others v. Greece judgment of 24 February 1998, Reports
1998-I, p. 377, § 34).
56. When considering whether the arrest and
detention of each applicant was carried out in accordance with English law, the
Court recalls that it is in the first place for the national authorities,
notably the courts, to interpret and apply domestic law. However, since failure
to comply with domestic law entails a breach of Article 5 § 1, the Court can
and should exercise a certain power of review in this matter (see the
above-mentioned Benham judgment, p. 753, § 41).
57. The Court has already noted that under
English law there is a power to arrest an individual for causing a breach of
the peace or where it is reasonably apprehended that he is likely to cause a
breach of the peace. It will therefore examine the circumstances of each
applicant’s arrest to determine whether one of these criteria applied.
(a) First and second applicants
58. The Court recalls that the first applicant
was arrested during a protest at a grouse shoot. During the morning, protesters
had taken steps to disrupt the shoot. In the early afternoon, Ms Steel was arrested as she walked in front of a
person who was armed with a gun, thus preventing him from firing (see
paragraphs 7–8 above).
59. The second applicant was arrested while she
stood under the bucket of a mechanical digger, towards the end of a day during
which twenty to twenty-five protesters had repeatedly obstructed the work of
road-builders (see paragraphs 15–16 above).
60. The Court notes that the national courts that
dealt with these cases were satisfied that each applicant had caused or had
been likely to cause a breach of the peace (see paragraphs 12–13, 18 and 33
above).
The Court, having itself examined the evidence before it,
finds no reason to doubt that the police were justified in fearing that these
applicants’ behaviour, if persisted in, might provoke others to violence. It
follows that the arrests and initial detention of the first and second
applicants complied with English law. Moreover, there is no evidence to suggest
that these deprivations of liberty were arbitrary.
61. In conclusion, there has
been no violation of Article 5 § 1 in respect of the arrests and initial
detention of the first and second applicants.
(b) Third, fourth and fifth applicants
62. Turning to Ms Needham, Mr Polden and Mr Cole,
the Court recalls that they were arrested outside a conference centre where
they had been handing out leaflets and holding up banners protesting at the
sale of weapons. They were subsequently detained for approximately seven hours
before being released on bail (see paragraphs 21–22 above).
63. The Court notes that there is no ruling of a
national court on the question whether the arrests and detention of these
applicants accorded with English law, since the prosecution decided to withdraw
the allegations of breach of the peace from the magistrates (see paragraph 24
above) and since the applicants did not bring any civil claim for false imprisonment
against the police. It observes that the Government have not raised any
preliminary objection in respect of this omission by the applicants, and, in
the absence of such a plea, it is not necessary for the Court to consider
whether the complaint should have been declared inadmissible for non-exhaustion
of domestic remedies (see the Olsson v.
Sweden (no. 1) judgment of 24 March 1988, Series A no. 130, p. 28, §
56, and the Open Door and Dublin Well Woman v.
Ireland judgment of 29 October 1992, Series A no. 246-A, p. 23, § 46).
64. Having itself considered the evidence
available to it relating to the arrests of these three applicants, the Court
sees no reason to regard their protest as other than entirely peaceful. It does
not find any indication that they significantly obstructed or attempted to
obstruct those attending the conference, or took any other action likely to
provoke these others to violence. Indeed, it would not appear that there was
anything in their behaviour which could have justified the police in fearing
that a breach of the peace was likely to be caused.
For this reason, in the absence of any national decision on
the question, the Court is not satisfied that their arrests and subsequent
detention for seven hours complied with English law so as to be “lawful” within
the meaning of Article 5 § 1.
65. It follows that there has been a violation of
Article 5 § 1 in respect of the third, fourth and fifth applicants.
B. Detention of the first and second applicants following
their refusal to be bound over
1. Categorisation under Article 5 § 1
66. The Government contended that the detention
of the first and second applicants following their refusal to be bound over
fell within the scope of Article 5 § 1 (a), since an order to be bound over,
requiring a finding by a court that the accused had committed a breach of the
peace, was analogous
to a criminal conviction. Further or in the alternative, the detention fell
under Article 5 § 1 (b), since the applicants were committed to prison as a
result of their refusal to comply with the orders that they enter into
recognizances to keep the peace.
67. The applicants considered that the power to
bind over to keep the peace operated in the nature of a criminal sanction. However,
they disputed that the detention of Ms Steel
and Ms Lush for refusing to be bound over could be justified under Article 5 §
1 (b) since, in their submission, a requirement in general terms “to keep the
peace” was not sufficiently concrete and specific to amount to an “obligation
prescribed by law”.
68. The Commission found that, although it could
be said that the first and second applicants had been “convict[ed] by a
competent court”, Article 5 § 1 (a) required a causal connection between
conviction and detention which, arguably, had been broken in the present cases,
since it was not the magistrates’ finding that the applicants had committed
breaches of the peace which led to their detention, but rather their refusal to
enter into recognizances. In any case, the detention was in accordance with
Article 5 § 1 (b).
69. The Court recalls that, in proceedings under
section 115 of the 1980 Act (see paragraphs 10 and 32 above), the first
applicant was ordered by the Teesside Crown Court to agree to be bound over to
keep the peace and be of good behaviour for a period of twelve months, subject
to a recognizance of GBP 100. When she refused to agree to the terms of
this order, she was committed to prison for twenty-eight days (see paragraph 13
above).
The second applicant was similarly ordered by the Redbridge
Magistrates’ Court to agree to be bound over under section 115 of the 1980 Act
to keep the peace and be of good behaviour for twelve months in the sum of GBP
100. When she refused to observe this order, she was committed to prison for
seven days (see paragraph 18 above).
70. In the Court’s view, both applicants were,
therefore, detained for non-compliance with the order of a court, as is
permitted by Article 5 § 1 (b).
It will consider in connection with the issue of
“lawfulness” (see paragraphs 74–78 below) whether the terms of the binding-over
orders applied to these applicants were sufficiently clearly defined for the
purposes of Article 5 § 1.
2. Lawfulness of the applicants’ detention for refusing to be bound
over
71. The Government submitted that it was clear
from national case-law that an order to be bound over to keep the peace and be
of good behaviour
required the person bound over to avoid conduct involving violence or the
threat of violence or unreasonably giving rise to a situation where there was a
real risk that violence might occur. The magistrates had acted within the law
in committing Ms Steel and Ms Lush to
prison for refusing to be bound over.
72. The applicants argued that it was unclear,
first, what conduct could trigger an order to be bound over to keep the peace
and be of good behaviour and, secondly, what conduct would amount to a breach
of such an order; the expression contra bonos mores in particular was
very vague (see paragraph 35 above). In addition, there was no limit to the
possible duration of an order, the amount of the recognizance or, under the
common law, the length of detention following refusal to enter into an order.
73. The Commission found that the detention was
lawful under English law and, since the applicants could have avoided it by
agreeing to be bound over, was not arbitrary.
74. The Court will examine the applicants’
detention and the binding-over orders with reference to the requirements of
“lawfulness” under Article 5 § 1 (see paragraph 54 above).
75. It will first consider whether the national
law was formulated with sufficient precision reasonably to allow the applicants
to foresee the consequences of their actions.
In this connection, it recalls its finding (in paragraph 55
above) that the elements of breach of the peace were adequately defined by
English law. Furthermore, it is clear, from the terms of section 115 of the
1980 Act and the relevant case-law (see paragraphs 31–33 above) that where
magistrates are satisfied, on the basis of admissible evidence, that an
individual has committed a breach of the peace and that there is a real risk
that he or she will do so again, the accused may be required to enter into
recognizances to keep the peace or be of good behaviour. Finally, it is also
clear that, if the accused refuses to comply with such an order, he or she may
be committed to prison for up to six months (ibid.).
The Court is, therefore, satisfied that the applicants could
reasonably have foreseen that, if they acted in a manner the natural
consequence of which would be to provoke others to violence, they might be
ordered to be bound over to keep the peace, and if they refused so to be bound
over, they might be committed to prison.
76. The Court will also examine whether the
binding-over orders applied to the applicants were specific enough properly to
be described as “lawful order[s] of a court”.
In this respect it notes that the orders were expressed in
rather vague and general terms; the expression “to be of good behaviour” was
particularly imprecise and offered little guidance to the person bound over as
to the type of conduct which would amount to a breach of the order. However, in
each
applicant’s case the binding-over order was imposed after a finding that she
had committed a breach of the peace. Having considered all the circumstances,
the Court is satisfied that, given the context, it was sufficiently clear that
the applicants were being requested to agree to refrain from causing further,
similar, breaches of the peace during the ensuing twelve months.
77. Finally, the Court observes that there is no
evidence to suggest that the magistrates acted outside their jurisdiction or
that the binding-over orders or the applicants’ subsequent detention failed to
comply with English law for any other reason.
78. It follows that there has been no violation
of Article 5 § 1 in respect of the detention of the first and second applicants
following their refusal to be bound over.
iii. alleged violation of article 5 § 5 OF THE CONVENTION
79. All the applicants complained that under
English law there was no right to compensation in respect of arrests and
detention which violated the Convention but were in accordance with national
law, whereas Article 5 § 5 of the Convention provides:
“Everyone who has been the victim of arrest or
detention in contravention of the provisions of this Article shall have an
enforceable right to compensation.”
80. The Government submitted that there had been
no breach of Article 5 § 1, and that Article 5 § 5 was thus inapplicable.
In the alternative, they pointed out that if the applicants’
arrests or detention had been contrary to English law, they could have brought
civil proceedings against the police for false imprisonment.
81. The Court recalls that Article 5 § 5
guarantees an enforceable right to compensation to those who have been the
victims of arrest or detention in contravention of the other provisions of
Article 5 (see the above-mentioned Benham judgment, p. 755, § 50).
82. In view of the Court’s finding that there was
no violation of Article 5 § 1 in respect of the first and second applicants, it
concludes that Article 5 § 5 is not applicable in those cases.
83. The Court has found that Article 5 § 1 was
violated in respect of the third, fourth and fifth applicants, because it is
not satisfied that their arrests and ensuing detention complied with domestic
law. However, it notes in this respect that it would have been open to these
applicants to bring civil actions for damages against the police (see paragraph
63 above). It therefore considers that these applicants had at their disposal
“an enforceable right to compensation” and that Article 5 § 5 was accordingly
not violated in this case.
iv. alleged violation of article 6 § 3 (a) of the convention
84. The first and second applicants complained
that they had not been provided with sufficient details of the charges against
them, in violation of Article 6 § 3 (a) of the Convention, which states:
“Everyone charged with a criminal offence has
the following minimum rights:
(a) to be informed promptly, in a
language which he understands and in detail, of the nature and cause of the
accusation against him;
…”
They argued that, since “breach of the peace” was a very
general accusation, the precise behaviour of each applicant which formed the
basis of the charge should have been specified.
85. The Government pointed out that within ten
hours of her arrest the first applicant had been given a charge-sheet which
informed her that she was charged with causing a breach of the peace contrary
to section 115 of the 1980 Act on a stated date and in a stated place (see paragraph
10 above). The second applicant had been provided with similar information one
and a quarter hours after her arrest (see paragraph 16 above). In the
Government’s submission, with which the Commission agreed, this was sufficient
to comply with Article 6 § 3 (a).
86. The Court recalls its above finding
(paragraph 49) that breach of the peace should be regarded as an “offence” for
the purposes of the Convention. Article 6 § 3 (a) is thus applicable.
87. The Court, like the Commission, considers
that the details contained in the charge-sheets given to the first and second
applicants (see paragraphs 10 and 16 above) were sufficient to comply with
this Article (see the Brozicek v. Italy
judgment of 19 December 1989, Series A no. 167, pp. 18–19, § 42).
It follows that there has been no violation of Article 6 § 3
(a).
V. alleged violation of article 10 of the
convention
88. All the applicants complained that the
measures taken against them violated their rights to freedom of expression
under Article 10 of the Convention, which states:
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and to receive
and impart information and ideas without interference by public authority and
regardless of frontiers…
2. The exercise of these freedoms,
since it carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are
prescribed by law and are necessary in a democratic society, in the interests
of national security, territorial integrity or public safety, for the
prevention of disorder or crime, for the protection of health or morals, for
the protection of the reputation or rights of others, for preventing the disclosure
of information received in confidence, or for maintaining the authority and
impartiality of the judiciary.”
89. The Court must determine whether the impugned
measures amounted to interferences with the applicants’ rights to freedom of
expression and, if so, whether they were “prescribed by law”, pursued a
legitimate aim and were “necessary in a democratic society” within the meaning
of Article 10 § 2.
A. Interference
90. The Government submitted that the protest
activity of the first and second applicants was not peaceful, and that Article
10 was not, therefore, applicable.
91. The Commission found that the measures taken
against each of the five applicants amounted to interferences with their rights
under Article 10.
92. The Court recalls that the first and second
applicants were arrested while protesting against a grouse shoot and the
extension of a motorway respectively (see paragraphs 7 and 15–16 above). It is
true that these protests took the form of physically impeding the activities of
which the applicants disapproved, but the Court considers nonetheless that they
constituted expressions of opinion within the meaning of Article 10 (see, for
example, the Chorherr v. Austria judgment
of 25 August 1993, Series A no. 266-B, p. 35, § 23). The measures
taken against the applicants were, therefore, interferences with their right to
freedom of expression.
93. With regard to the third, fourth and fifth
applicants, it has not been disputed that their arrests and detention
constituted interferences with their Article 10 rights.
B. “Prescribed by law”
94. The Court recalls its above findings
(paragraphs 61, 78 and 65) that the measures taken against the first and second
applicants were lawful within the meaning of Article 5 § 1, but that those
taken against the third, fourth and fifth applicants were not.
Since the requirement under Article 10 § 2 that an
interference with the exercise of freedom of expression be “prescribed by law”
is similar to that under Article 5 § 1 that any deprivation of liberty be
“lawful” (see paragraph 54 above), it follows that the arrests and detention of
the first and
second applicants were “prescribed by law” under Article 10 § 2 but that those
of the third, fourth and fifth applicants were not (see paragraph 64 above).
C. Legitimate aim
95. It was not disputed before the Court that the
impugned measures pursued one or more of the legitimate aims listed in Article
10 § 2.
96. The Court considers that each applicant’s
arrest and initial detention pursued the legitimate aims of preventing disorder
and protecting the rights of others.
97. The position with regard to the detention of
the first and second applicants following their refusal to be bound over is
somewhat different. Here the Court considers that the purpose in binding over
the applicants was to deter them from causing future breaches of the peace. Thus
the binding-over orders themselves pursued the aims of preventing disorder and
protecting the rights of others. However, in refusing to comply with these
orders, the applicants were, to a certain extent, challenging the authority of
the courts which imposed them. Their subsequent committal to prison, therefore,
was intended not only to deter future breaches of the peace, but also pursued
the aim under Article 10 § 2 of maintaining the authority of the judiciary.
D. “Necessary in a democratic society”
98. The Government contended that the measures
taken against the applicants fell within the margin of appreciation allowed to
the national authorities and were proportionate to the aims pursued,
particularly in view of the fact that the police had been called upon to make
decisions in difficult circumstances to preserve public order. The applicants
were initially detained only until they could be brought before the
magistrates, which occurred in each case on the first working day following the
arrest. This detention prevented them from returning to the scene of the
protest and committing further breaches of the peace. Finally, the detention of
the first and second applicants following their refusal to be bound over was
also proportionate, given that each had had the option instead to comply with
lawful, and more lenient, court orders.
99. The applicants maintained that the measures
taken against them were disproportionate.
First, they stated that, in the context of non-violent protest activity, arrest
was too extreme a measure since it totally extinguished the possibility further
to participate in the demonstration and since the threat of arrest had a
“chilling” effect on the exercise of Article 10 rights. Secondly, they pointed
out that they had each been detained for long periods of time when other less
restrictive measures could have been used.
Finally, the first and second applicants argued that their
freedom to protest would have been unreasonably restricted had they agreed to
the vague and general terms of the binding-over orders and that they had been
imprisoned for long periods of time as a result of their refusal to accept
these restrictions.
100. The Commission found that, in all the
circumstances, the measures taken against the first and second applicants had
not been disproportionate, whereas those taken against the third, fourth and
fifth applicants had violated Article 10.
101. As the Court has often observed, freedom of
expression constitutes an essential foundation of democratic society and one of
the basic conditions for its progress and for each individual’s self-fulfilment
(see, most recently, the Incal v. Turkey judgment of 9 June 1998, Reports
1998-IV, p. 1566, § 46). It is true that States enjoy a certain margin of
appreciation in assessing whether and to what extent any interference with the
exercise of freedom of expression is necessary, particularly as regards the
choice of reasonable and appropriate means to be used to ensure that lawful
activities can take place peacefully (see the above-mentioned Chorherr
judgment, p. 37, § 31). However, this margin goes hand in hand with supervision
by the Court, which must ascertain that any such interference was proportionate
to the legitimate aim pursued, due regard being had to the importance of
freedom of expression (ibid.).
Since different factors are relevant to each of the
applicants, the Court will examine each case separately.
1. First applicant
102. The Court recalls that, as part of a protest
against a grouse shoot, the first applicant walked in front of an armed member
of the shoot, thus physically preventing him from firing. She was arrested and
detained for approximately forty-four hours prior to being brought before a
magistrates’ court and then released. At the subsequent hearing, she was fined
GBP 70 in respect of an offence under the Public Order Act 1986 and, in respect
of the breach of the peace, she was ordered to agree to be bound over for
twelve months in the sum of GBP 100. When she refused, she was imprisoned for
twenty-eight days.
103. The Court has no doubt that the measures taken against Ms Steel, particularly the long periods of detention,
amounted to serious interferences with the exercise of her right to freedom of
expression. However, it must also have regard to the dangers inherent in the
applicant’s particular form of protest activity and the risk of disorder
arising from the persistent obstruction by the demonstrators of the members of
the grouse shoot as they attempted to carry out their lawful pastime.
104. In these circumstances, the Court does not
find that the actions of the police in arresting Ms Steel
and removing her from the scene of the demonstration were disproportionate.
105. She was then held for approximately
forty-four hours. From the custody record it would appear that the police
considered this necessary to prevent any further breach of the peace and to
ensure that she attended before the magistrates (see paragraph 9 above).
Forty-four hours is undoubtedly a long period of detention
in such a case. However, the Court recalls that Ms Steel’s behaviour prior to
her arrest had created a danger of serious physical injury to herself and
others and had formed part of a protest against grouse shooting which risked
culminating in disorder and violence. Particularly given the risk of an early
resumption by her, if released, of her protest activities against field sports,
and the possible consequences of this eventuality, both of which the police
were best placed to assess, the Court does not consider that this detention was
disproportionate.
106. The Court must also have regard to the
measures applied to the applicant after her trial and appeal (see paragraphs
12–13 above).
It recalls its above finding that, in ordering Ms Steel to be bound over to keep the peace and be of
good behaviour, the court was effectively requesting her to agree to refrain
for a year from causing any further breach of the peace (see paragraph 76
above). Again, given the dangers inherent in her chosen form of protest and the
public interest in deterring such conduct, the Court does not find that the
imposition either of this order, or of the GBP 70 fine, was excessive in
the circumstances.
107. The applicant was imprisoned because she
refused to comply with the binding-over order. The Court agrees with the
Commission that it was legitimate for the national court to interpret this
refusal as a statement by the applicant that, despite the court’s order, she
considered her protest behaviour to have been justified and intended to
continue with it in the future. In these circumstances, bearing in mind not
only the aim of deterrence mentioned above, but also the importance in a
democratic society of maintaining the rule of law and the authority of the
judiciary (see
paragraph 97 above and the above-mentioned Sunday Times (no. 1)
judgment, p. 34, § 55), the Court does not find it disproportionate that the
applicant was committed to prison, even for as long as twenty-eight days, for
refusing to comply with the court’s order.
2. Second applicant
108. The second applicant had taken part in a
protest against the building of a motorway extension, placing herself in front
of machinery in order to impede the engineering works. She was arrested and
detained for approximately seventeen hours prior to being brought before a
magistrates’ court, and was subsequently imprisoned for seven days after
refusing to agree to be bound over (see paragraphs 15–18 above).
109. The Court refers to its reasoning and
findings in relation to the first applicant (paragraphs 103–07 above). Although
the risk of disorder created by Ms Lush’s conduct was, arguably, less serious
than that caused by the first applicant, the magistrates nonetheless found that
she had acted in a way likely to cause a breach of the peace and the Court sees
no reason to doubt this conclusion (see paragraph 60 above). Taking into
account the interest in maintaining public order and protecting the rights of
others, and also the need to maintain the authority of the judiciary, the
measures taken against the second applicant were not disproportionate.
3. Third, fourth and fifth applicants
110. The Court recalls its above finding that the
measures taken against Ms Needham, Mr Polden and Mr Cole were not “lawful” or
“prescribed by law”, since it is not satisfied that the police had grounds
reasonably to apprehend that the applicants’ peaceful protest would cause a
breach of the peace (see paragraph 94 above). For similar reasons, as developed
in paragraph 64 above, it considers that the interference with the exercise by
the applicants of their right to freedom of expression was also
disproportionate to the aims of preventing disorder and protecting the rights
of others, and was not, therefore, “necessary in a democratic society”.
4. Conclusion
111. In conclusion, the
measures taken against the first and second applicants did not give rise to any
violation of Article 10, while those taken against the third, fourth and fifth
applicants did.
vi. alleged violation of article 11 of the convention
112. The applicants complained that the impugned
measures also violated Article 11 of the Convention, which states:
“1. Everyone has the right to freedom
of peaceful assembly and to freedom of association with others, including the
right to form and to join trade unions for the protection of his interests.
2. No restrictions shall be placed on
the exercise of these rights other than such as are prescribed by law and are
necessary in a democratic society in the interests of national security or
public safety, for the prevention of disorder or crime, for the protection of
health or morals or for the protection of the rights and freedoms of others. This
Article shall not prevent the imposition of lawful restrictions on the exercise
of these rights by members of the armed forces, of the police or of the
administration of the State.”
113. The Court does not find that this complaint
raises any issues not already examined in the context of Article 10. For this
reason it is unnecessary to consider it.
vii. alleged violation of article 13 of the convention
114. The first and second applicants alleged that
there had been a breach of Article 13 of the Convention, which states:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy before a
national authority notwithstanding that the violation has been committed by
persons acting in an official capacity.”
115. The Commission, in its report, had concluded
that the applicants’ complaints under Article 13 “relate[d] essentially to the
state of United Kingdom law”, and found no violation since Article
13 could not be interpreted as guaranteeing a remedy against, or judicial
review of, domestic law which was not considered to be in conformity with the
Convention.
116. However, except for a bare statement in
their memorial that “the first and second applicants claim a violation of
Article 13 … in relation to their lack of remedies in connection with their
detention for refusing to be bound over”, the applicants did not submit any
argumentation in respect of this complaint to the Court.
117. In these circumstances,
where the complaint does not appear to have been pursued, the Court does not
consider it necessary to consider it of its own motion.
VIii. APPLICATION OF ARTICLE 50 OF THE CONVENTION
118. The applicants claimed just satisfaction
under Article 50 of the Convention, which provides:
“If the Court finds that a decision or a measure
taken by a legal authority or any other authority of a High Contracting Party
is completely or partially in conflict with the obligations arising from the
... Convention, and if the internal law of the said Party allows only partial
reparation to be made for the consequences of this decision or measure, the
decision of the Court shall, if necessary, afford just satisfaction to the
injured party.”
119. The Court recalls that it has found breaches
of the Convention in respect only of the third, fourth and fifth applicants. It
will not, therefore, consider the first and second applicants’ claims for just
satisfaction.
A. Non-pecuniary damage
120. The applicants claimed compensation for
non-pecuniary damage.
121. The Government contended that a finding of
violation would provide adequate just satisfaction.
122. The Court recalls that Ms Needham, Mr Polden
and Mr Cole were each imprisoned for seven hours following the peaceful
exercise of their right to freedom of expression. It awards them GBP 500 each
in compensation for non-pecuniary damage.
B. Costs and expenses
123. The total costs and expenses claimed in
respect of all five applicants were GBP 53,889.62 (inclusive of value-added tax
“VAT”).
124. The Government submitted that, in the event
that the Court upheld only part of the applicants’ complaints, only part of
their claim for costs should be awarded. They also questioned whether it had
been necessary to employ three counsel on such a case.
125. In view of the fact that it has found
violations in respect of only part of the last three applicants’ complaints,
and deciding on an equitable basis, the Court awards in respect of costs and
expenses GBP 20,000, together with any VAT which may be payable, but less the
amounts already paid by way of legal aid by the Council of Europe.
C. Default interest
126. According to the information available to
the Court, the statutory rate of interest applicable in the United Kingdom
at the date of adoption of the present judgment is 7.5% per annum.
for these reasons, the court
1. Holds unanimously that it is not necessary to examine the
applicants’ complaints under Articles 5 § 3, 6 § 2, 6 § 3 (b) and (c), 11 or 13
of the Convention;
2. Holds by seven votes to two that there has been no
violation of Article 5 § 1 of the Convention in respect of the arrest
and initial detention of the first applicant;
3. Holds unanimously that there has been no violation of
Article 5 § 1 of the Convention in respect of the arrest and initial detention
of the second applicant;
4. Holds unanimously that there has been a violation of
Article 5 § 1 of the Convention in respect of the arrests and detention of the
third, fourth and fifth applicants;
5. Holds by eight votes to one that there has been no
violation of Article 5 § 1 of the Convention in respect of the
detention of the first and second applicants for refusing to agree to be bound
over;
6. Holds unanimously that there has been no violation of
Article 5 § 5 of the Convention;
7. Holds unanimously that there has been no violation of
Article 6 § 3 (a) of the Convention;
8. Holds by five votes to four that there has been no
violation of Article 10 of the Convention in respect of the first applicant;
9. Holds by seven votes to two that there has been no
violation of Article 10 of the Convention in respect of the second applicant;
10. Holds unanimously that there has been a violation of
Article 10 of the Convention in respect of the third, fourth and fifth
applicants;
11. Holds unanimously
(a) that the respondent State is to pay to each of the third,
fourth and fifth applicants, within three months, in respect of non-pecuniary
damage, 500 (five hundred) pounds sterling;
(b) that the respondent State is to pay to the third, fourth and
fifth applicants, within three months, in respect of legal costs and expenses,
a total of 20,000 (twenty thousand) pounds sterling, less 46,747 (forty-six
thousand seven hundred and forty-seven) French francs to be converted into
pounds sterling at the rate applicable on the date of delivery of the present
judgment, together with any value-added tax which may be payable;
(c) that simple interest at an annual rate of 7.5% shall be payable on the
above sums from the expiry of the above-mentioned three months until
settlement;
12. Dismisses unanimously the remainder of the claim for
just satisfaction.
Done in English and in French, and
delivered at a public hearing in the Human Rights Building, Strasbourg, on 23
September 1998.
Signed:
Rudolf Bernhardt
President
Signed: Herbert Petzold
Registrar
In accordance with Article 51 § 2 of the Convention and Rule
53 § 2 of Rules of Court A, the following separate opinions are annexed to this
judgment:
(a) joint partly dissenting opinion of Mr Thór Vilhjálmsson and
Mrs Palm;
(b) joint partly dissenting opinion of Mr
Valticos and Mr Makarczyk.
Initialled: R.
B.
Initialled: H. P.
joint partly
dissenting opinion
of judges THóR VILHJálMSSON AND PALM
In paragraphs 105 and 107 of the judgment
the majority of our colleagues conclude that neither the initial detention of
the first applicant for forty-four hours after her arrest on 22 August 1992 nor
her imprisonment for twenty-eight days because of her refusal to comply with
the binding-over order were disproportionate in the particular circumstances of
her case. Our assessment of the weight of the relevant arguments set out in
paragraphs 102 to 107 of the judgment lead us to the conclusion that the
periods of deprivation of liberty were disproportionately long and that there
was a violation of Article 10 of the Convention in respect of the first
applicant.
joint PARTLY
DISSENTING OPINION
OF JUDGES VALTICOS AND MAKARCZYK
(Translation)
While we share the Chamber’s opinion and conclusions on most
of the points in the instant case, there is one with which we cannot associate
ourselves.
This is the case of the first applicant, Ms Helen Steel, who during a protest against a grouse shoot
caused an obstruction by walking in front of a member of the shoot in such a
way as to prevent him from firing. She was then taken to a police vehicle and
detained for forty-four hours, after which she was charged. The court imposed a
fine of 70 pounds sterling and, under an Act of 1980, ordered her to agree to
be bound over for twelve months. Ms Steel
refused to agree to an undertaking she considered to be too vague and was
committed to prison for twenty-eight days.
We cannot regard these measures as being compatible with the
letter and spirit of the Convention. In the first place, the judge did not in
this instance really act judicially, convicting someone on account of an
offence she had committed, but, by seeking assurances from her that were
drafted in very vague terms, and on pain of criminal penalties, he exercised a
kind of “imperium” conferred on him by the Act, and in our view this
type of order, which is not moreover regarded as a criminal penalty, goes
beyond the concept of judicial decision to which the Convention refers.
That, of course, is debatable. What is not in any event
debatable is that to detain for forty-four hours and then sentence to
twenty-eight days’ imprisonment a person who, albeit in an extreme manner,
jumped up and down in front of a member of the shoot to prevent him from
killing a feathered friend is so manifestly extreme, particularly in a country
known for its fondness for animals, that it amounted, in our view, to a
violation of the Convention.
For this reason, we voted against the majority on points 2
and 9 of the operative provisions and I (Judge Valticos) also voted against the
majority on point 5.
1. This summary by the registry does not
bind the Court.
Notes by the Registrar
1. The case is numbered 67/1997/851/1058. The
first number is the case’s position on the list of cases referred to the Court
in the relevant year (second number). The last two numbers indicate the case’s
position on the list of cases referred to the Court since its creation and on
the list of the corresponding originating applications to the Commission.
2. Rules of Court A apply to all cases
referred to the Court before the entry into force of Protocol No. 9 (1 October
1994) and thereafter only to cases concerning States not bound by that
Protocol. They correspond to the Rules that came into force on 1 January 1983,
as amended several times subsequently.
1. Note by the Registrar. For
practical reasons this annex will appear only with the printed version of the
judgment (in Reports of Judgments and Decisions 1998), but a copy of the
Commission’s report is obtainable from the registry.